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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-05-31 |
Branch Locations
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Shawnee Mission | KS | 12/2005 | 08/2021 |
| Ivy Funds Distributor, Inc. | Overland Park | KS | 12/2005 | 04/2021 |
| Ann Erskine | Overland Park | KS | 12/2001 | 09/2017 |
| Unemployed | Overland Park | KS | 09/2021 | 10/2021 |
| Mariner Wealth Advisors | Overland Park | KS | 10/2021 | Present |
| Msec, Llc | Overland Park | KS | 10/2021 | Present |
MSEC, LLC, 5700 W. 112thST., SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; VICE PRESIDENT, COMPLIANCE; START DATE 10/2021 ; 40 HRS/WK DURING SECURITIES TRADING HOURS. MARINER WEALTH ADVISORS, 5700 W. 112thST., SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; VICE PRESIDENT, COMPLIANCE; START DATE 10/2021; 40 HRS/WK DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-24 |
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