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Thomas G Robertson

Morgan Stanley

Orchard Park, NY

CRD 5565536

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-04-08
NC RA APPROVED 2018-01-08
NJ RA APPROVED 2010-02-22
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • NC RA
    APPROVED
    Since 2018-01-08
  • NJ RA
    APPROVED
    Since 2010-02-22

Branch Locations

6532 East Quaker Road, Orchard Park, NY 14127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Orchard Park NY 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
Morgan Stanley Smith Barney Llc New York NY 12/2017 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Orchard Park, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 12/2017 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-18
  • S66 Uniform Combined State Law Examination
    2008-09-18
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

WATERFORD ADVISORS, LLC
OSAIC WEALTH, INC.
EDWARD JONES

Nearby Investors

GREGORY LEONARD KOZERSKI
Daniel Byles-Smith
Ryan Michael DiPasquale

Nearby Offices

WATERFORD ADVISORS, LLC · ORCHARD PARK, NY
OSAIC WEALTH, INC. · ORCHARD PARK, NY
EDWARD JONES · ORCHARD PARK, NY

More in Orchard Park, NY

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