Cody Lee Lummus

Employer firm

Delos Capital Advisors CRD 300734

$186M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 03/2019
  Lear Investment Management
  Dallas, TX
• 03/2019 → Present
  Delos Wealth Advisors, Llc
  Dallas, TX

Previous Registrations

• 2019-03-22 → 2023-12-31
  Delos Capital Advisors
  Dallas, TX
  Dallas, TX
• 2016-08-22 → 2019-03-26
  Lear Investment Management
  Dallas, TX
• 2008-10-02 → 2016-08-24
  Wells Fargo Clearing Services, Llc
  Dallas, TX

Other Businesses

(1) CO-TRUSTEE FOR PARENT'S TRUST; INVESTMENT RELATED; DALLAS, TX; START DATE 11/2009; 1 HR PER MONTH; 0 HRS DURING TRADING HOURS. (2) Independent Licensed insurance Agent; Investment Related; Dallas, TX; General Lines Agent: Life, Accident, Health and HMO; Start Date: 07/2020 (3) Delos Risk Management; Managing Member/Partner; Investment Related; Dallas, TX; Start Date: March 2020; 5 hrs per month; 0 hrs during trading hours; Duties: operational oversight and daily management. (4) Delos Capital Advisors; Managing Member/Partner; Investment Related; Dallas, TX; Start Date: March 2019; 20 hrs per month; 0 hrs during trading hours; Duties: operational oversight and daily management. (5) Delos Asset Management; Managing Member/Partner; Investment Related; Dallas, TX; Start Date: March 2020; 5 hrs per month; 0 hrs during trading hours; Duties: operational oversight and daily management.

Exams

• S66 Uniform Combined State Law Examination
  2008-09-25

Other Names

• Cody L Lummus