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Daniel Guadarrama

Charles Schwab & Co., Inc.

Westlake, TX

National City, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-06
  • CA RA
    APPROVED
    Since 2022-10-06

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

National City, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Inc San Diego CA 03/2012 06/2024
Charles Schwab & Co. National City CA 10/2022 Present
  • 03/2012 → 06/2024
    Tdameritrade Inc
    San Diego, CA
  • 10/2022 → Present
    Charles Schwab & Co.
    National City, CA
Previous Registrations
  • 2012-03-21 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
    San Diego, CA
    San Diego, CA
    San Diego, CA
  • 2012-03-21 → 2018-12-10
    Td Ameritrade Investment Management, Llc
    San Diego, CA
    San Diego, CA
  • 2008-09-19 → 2010-09-14
    Equitable Advisors, Llc
    National City, CA
    San Diego, CA
    San Diego, CA
Other Businesses

1) Rental Property|Investment Related: No|2830 East 16th Street , National City, CA, 91950, United States|Real Estate (Non-Agent/Broker)|Landlord|9/1/2022|Less than 20 hour/month - 0 during trading hours|Rental of single family home.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-28
  • S66 Uniform Combined State Law Examination
    2008-08-28
Other Names
  • Daniel Guadarrama
  • Daniel Guadarrama Estrada

View on SEC IAPD

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VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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