Michael Lee Blumenfeld

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 10/2019
  Morgan Stanley
  Los Angeles, CA
• 10/2017 → 08/2022
  Oppenheimer & Co.
  Los Angeles, CA
• 08/2022 → Present
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA

Previous Registrations

• 2019-10-25 → 2022-08-19
  Oppenheimer & Co. Inc.
  Los Angeles, CA
• 2016-06-06 → 2019-10-25
  Morgan Stanley
  Los Angeles, CA
• 2010-08-09 → 2016-06-20
  J.P. Morgan Securities Llc
  Los Angeles, CA
  New York, NY
• 2010-06-02 → 2010-07-27
  Chase Investment Services Corp.
  Pasadena, CA
• 2008-11-11 → 2008-12-18
  Mml Investors Services, Llc
  La Jolla, CA

Other Businesses

THE JEWISH FEDERATION BUSINESS FINANCE DIVISION, INV RELATED, FINACE COMMITTEE MEMBER, START 1/1/2020, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, PLANNING EVENTS AND FUNDRAISING. I AM THE GRANTOR AND TRUSTEE OF MY PERSONAL FAMILY TRUST. I SPEND LESS THAN 5 HOURS A YEAR IN THIS ROLE MANAGING THE INVESTMENTS. SUCCESSOR TRUSTEE TO MELISSA BLUMENFELD TR.- ZERO HOURS SPENT MANAGING THIS INVESTMENT. SUCCESSOR TRUSTEE TO MICHELLE BLUMENFELD TR.- ZERO HOURS SPENT MANAGING THIS INVESTMENT. SUCCESSOR TRUSTEE TO MICHAEL BLUMENFELD TR.- ZERO HOURS SPENT MANAGING THIS INVESTMENT. SUCCESSOR TRUSTEE TO JOE & ELLEN BLUMENFELD TR.-ZERO HOURS SPENT MANAGING THIS INVESTMENT. PASSIVE INVESTOR IN KAISER INDUSTRIAL LLC. PASSIVE INVESTOR IN JERSEY INDUSTRIAL LLC. PASSIVE INVESTOR IN ELIDA EASTOWN VENTURES LLC/YORK AVENU 64 LLC. PASSIVE INVESTOR IN CAM 425 LLC. PASSIVE INVESTOR IN CAM INVESTMENT LLC- CAM 418 LLC. PASSIVE INVESTOR IN MONTEREY 60 LLC. PASSIVE INVESTOR IN COURT HILL APARTMENTS LLC. PASSIVE INVESTOR IN NSE FAIRGROUNDS LLC. PASSIVE INVESTOR IN VALWOOD PORTFOLIO 391 LLC.-THERE ARE ZERO HOURS SPENT MANAGING ALL OF THESE PASSIVE INVESTMENTS. PERRAS COMPANY EXCAVATION AND ENVIRONMENTAL CONTSTRUCTION- PASSIVE INVESTMENT AND ZERO HOURS SPENT MANAGING THIS INVESTMENT. FAMILY LLC TBD; INV RELATED; SHERMAN OAKS; CA; 50% OWNERSHIP; START 10/16/2023; 3 HOURS PER MONTH; 0 HOURS DURING TRADING; REAL ESTATE INVESTMENTS. 18725 REDWING, LLC, INVT RELATED, TARZANA, CA, MANAGER/CHECK SIGNER, START DATE 4/11/2024, 3 HRS PER MONTH, 1 HR DURING TRADING, MANAGER ON FAMILY INVESTMENT PROPERTY HELD UNDER LLC FOR POSSIBLE RENT. RENTAL PROPERTY - WEST ; INV RELATED;WEST HOLLYWOOD,CA; CONDOMINIUM;8% OWNERSHIP; START DATE: 03/02/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2008-09-24

Other Names

• Michael Lee Blumenfeld
• Michael L Blumenfeld