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Christopher W Norris

T. Rowe Price Associates, Inc.

Cortlandt Manor, NY

CRD 5564741

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Employer firm

T. Rowe Price Associates, Inc. CRD 105496

$2.20T regulatory AUM 83 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-01-24
NY RA APPROVED 2024-01-24
  • MD RA
    APPROVED
    Since 2024-01-24
  • NY RA
    APPROVED
    Since 2024-01-24

Branch Locations

Cortlandt Manor, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Investment Management Company Llc New York NY 06/2013 02/2020
Pimco Investments Llc New York NY 06/2013 02/2020
Emerson Equity Llc San Mateo CA 02/2020 09/2022
Beneficient, A Nevada Corporation Dallas TX 02/2020 12/2023
Beneficient Securities Company, L.P. Dallas TX 09/2022 12/2023
T. Rowe Price Baltimore MD 12/2023 Present
  • 06/2013 → 02/2020
    Pacific Investment Management Company Llc
    New York, NY
  • 06/2013 → 02/2020
    Pimco Investments Llc
    New York, NY
  • 02/2020 → 09/2022
    Emerson Equity Llc
    San Mateo, CA
  • 02/2020 → 12/2023
    Beneficient, A Nevada Corporation
    Dallas, TX
  • 09/2022 → 12/2023
    Beneficient Securities Company, L.P.
    Dallas, TX
  • 12/2023 → Present
    T. Rowe Price
    Baltimore, MD
Previous Registrations
  • 2012-10-23 → 2013-06-26
    Jersey City, NJ
    Purchase, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-22
  • S66 Uniform Combined State Law Examination
    2012-10-22
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst
Other Names
  • Chris Norris
  • Christopher William Norris
  • Christopher William Norris

View on SEC IAPD

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