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T. Rowe Price Associates, Inc. CRD 105496
$2.20T regulatory AUM 83 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1307 Point Street, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-01-24 |
| NY | RA | APPROVED | 2024-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Investment Management Company Llc | New York | NY | 06/2013 | 02/2020 |
| Pimco Investments Llc | New York | NY | 06/2013 | 02/2020 |
| Emerson Equity Llc | San Mateo | CA | 02/2020 | 09/2022 |
| Beneficient, A Nevada Corporation | Dallas | TX | 02/2020 | 12/2023 |
| Beneficient Securities Company, L.P. | Dallas | TX | 09/2022 | 12/2023 |
| T. Rowe Price | Baltimore | MD | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-22 |
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