Best Investors
Account
Sign in
Best Investors
Account
Sign in
Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-01-10 |
| CA | RA | APPROVED | 2009-10-22 |
Branch Locations
3562 Round Barn Circle 1St Floor, Santa Rosa, CA 95403 • United States
Petaluma, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Santa Rosa | CA | 06/2008 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*414901 - Petaluma Golf and Country Club; Investment related - No; Petaluma, California; Non-Profit; Board Member, Vice President (proprietor, partner, officer, director, employee, trustee, agent); 01/2021; During business hours: 0; After business hours: 3; Organizational oversight and strategic direction
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-13 |
Reach out to this advisor