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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2019-01-02
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2019-01-02

Branch Locations

400 Linden Oaks, Rochester, NY 14625 • United States

250 Delaware Avenue, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Buffalo NY 10/2013 Present
Other Businesses

THE TOWNE RESTAURANT / 186 ALLEN STREET BUFFALO,NY 14201 / WAITRESS/ START DATE 8/5/2014

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-29
S63 Uniform Securities Agent State Law Examination 2012-05-23
  • S66 Uniform Combined State Law Examination
    2018-12-29
  • S63 Uniform Securities Agent State Law Examination
    2012-05-23

View on SEC IAPD

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