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Jaime Tala Messinger

Ubs Financial Services Inc.

Glendale, CA

Sarasota, FL

Los Angeles, CA

Sarasota, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-17
TX RA APPROVED 2018-10-04
FL RA APPROVED 2017-10-09
OH RA APPROVED 2017-01-24
  • CA RA
    APPROVED
    Since 2022-02-17
  • TX RA
    APPROVED
    Since 2018-10-04
  • FL RA
    APPROVED
    Since 2017-10-09
  • OH RA
    APPROVED
    Since 2017-01-24

Branch Locations

Glendale, CA • United States

1819 Main Street Suite 900, Sarasota, FL 34236 • United States

Los Angeles, CA • United States

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Cincinnati OH 05/2013 Present
  • 05/2013 → Present
    Ubs Financial Services
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-09
S63 Uniform Securities Agent State Law Examination 2016-08-12
  • S65 Uniform Investment Adviser Law Examination
    2016-12-09
  • S63 Uniform Securities Agent State Law Examination
    2016-08-12
Other Names
  • Jaime Messinger

View on SEC IAPD

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