Jaime Tala Messinger

Ubs Financial Services Inc.

Los Angeles, CA

CRD 5564182

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-02-17
TX	RA	APPROVED	2018-10-04
FL	RA	APPROVED	2017-10-09
OH	RA	APPROVED	2017-01-24

CA RA
APPROVED

Since 2022-02-17
TX RA
APPROVED

Since 2018-10-04
FL RA
APPROVED

Since 2017-10-09
OH RA
APPROVED

Since 2017-01-24

Branch Locations

Glendale, CA • United States

1819 Main Street Suite 900, Sarasota, FL 34236 • United States

Los Angeles, CA • United States

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Cincinnati	OH	05/2013	Present

05/2013 → Present

Ubs Financial Services

Cincinnati, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-12-09
S63	Uniform Securities Agent State Law Examination	2016-08-12

S65 Uniform Investment Adviser Law Examination

2016-12-09
S63 Uniform Securities Agent State Law Examination

2016-08-12

Other Names

Jaime Messinger

View on SEC IAPD

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