Matthew A Joy

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Orlando, FL
• 12/2011 → Present
  Bank Of America, N.A.
  Lake Mary, FL

Previous Registrations

• 2010-11-23 → 2011-10-05
  Chase Investment Services Corp.
  Deland, FL
  Rockledge, FL
  Cocoa, FL
  Cocoa, FL
  Melbourne, FL
• 2008-12-17 → 2010-11-09
  Pruco Securities, Llc.
  Orlando, FL
• 2008-09-23 → 2008-11-10
  Ameriprise Financial Services, Llc
  Orlando, FL

Other Businesses

I*106614 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CHRISTIAN HELP INVESTMENT RELATED: N ADDRESS OF BUSINESS: CASSELBERRY, FLORIDA 32707 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 6/15/2017 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I WILL BE ON THE BOARD AND HELP ANSWER QUESTIONS TO KEEP CHRISTIAN HELP IN LINE WITH IT'S VISION AND WORK CLOSELY WITH IT'S FINANCE TEAM.

Exams

• S66 Uniform Combined State Law Examination
  2008-09-16

Other Names

• Matthew Allen Joy