Jimmy Rodriguez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 04/2017
  Global Investor Services
  Houston, TX
• 02/2017 → 01/2018
  Insigneo Wealth Adviors, Llc
  Cypress, TX
• 05/2017 → 01/2018
  Insigneo Securities, Llc
  Cypress, TX
• 01/2018 → Present
  Lpl Financial, Llc
  Cypress, TX
• 01/2022 → Present
  Private Portfolio Partners, Llc
  Cypress, TX

Previous Registrations

• 2022-02-09 → 2023-03-10
  Private Portfolio Partners, Llc
  Cypress, TX
  Paramus, NJ
• 2015-01-26 → 2018-01-05
  Insigneo Wealth Advisors, Llc
  Houston, TX
  Miami, FL
  Cypress, TX
• 2011-03-01 → 2014-11-18
  Next Financial Group, Inc.
  Houston, TX
• 2008-09-12 → 2011-02-28
  Wells Fargo Clearing Services, Llc
  Bellaire, TX
  Houston, TX
  Houston, TX
  Houston, TX

Other Businesses

1. 02/02/2022 - INC ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ CYPRESS, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-09-11
• S63 Uniform Securities Agent State Law Examination
  2008-08-27