Daniel James Otto

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → Present
  Kades-Margolis Corp.
  Wayne, PA
• 01/2010 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL

Other Businesses

INSURANCE BUSINESS POSITION: FINANCIAL ADVISOR NATURE: THIS IS A SMALL PART OF MY BUSINESS. WHEN I FEEL THAT A CLIENT HAS A NEED FOR INSURNACE I MAKE RECOMENDATIONS AND THEY ULTIMATELY DECIDE WHICH DIRECTION TO GO. INVESTMENT RELATED: YES NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 5 START DATE: 01/05/2010 ADDRESS: 998 OLD EAGLE SCHOOL ROAD SUITE 1220, WAYNE PA 19087 DESCRIPTION: WHEN REVIEWING CLIENT'S FINANCIAL SITUATIONS, THERE ARE TIMES WHEN THEY NEED LIFE INSURANCE OR LONG TERM CARE INSURANCE. ONCE I HAVE AN UNDERSTANDING OF THEIR SITUATION, I WILL PRESENT INSURANCE OPTIONS. THECLIENT ULTIMATELY DECIDES WHAT OPTIONS TO TAKE, IF THEY DECIDE TO PURCHASE INSURANCE AT ALL. Kades Margolis,Is Investment Related,,Financial Services,Financial Professional,2010-01-14,160 hours per month,160 hours per month during trading hours,Commission Compensation,Securities DBA

Exams

• S66 Uniform Combined State Law Examination
  2008-09-05

Designations

• Certified Financial Planner