Jack Phillip Patague

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 10/2021
  Northwestern Mutual Investment Services Inc, Llc
  Los Angeles, CA
• 11/2014 → 10/2021
  Matthew Plocher
  Los Angeles, CA
• 10/2021 → Present
  Lpl Financial, Llc
  West Covina, CA

Previous Registrations

• 2015-01-22 → 2021-11-02
  Northwestern Mutual Investment Services, Llc
  Los Angeles, CA

Other Businesses

1. 11/12/2021 - Gold Sparrow Gaming - Not Investment Related - Outside/W-2 Employment - Started 02/03/2020 - 30 Hours Per Month/0 Hours During Securities Trading - Content Creator and Streamer.

Exams

• S66 Uniform Combined State Law Examination
  2015-01-13
• S63 Uniform Securities Agent State Law Examination
  2008-08-11

Other Names

• Jack P Patague
• Jack Phillip Patague
• Jack Phillip Patague