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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-04-03
TX RA APPROVED 2014-01-02
IN RA APPROVED 2010-07-06
  • FL RA
    APPROVED
    Since 2014-04-03
  • TX RA
    APPROVED
    Since 2014-01-02
  • IN RA
    APPROVED
    Since 2010-07-06

Branch Locations

480 N Orlando Ave Ste 200, Winter Park, FL 32789 • United States

Winter Park, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Indianapolis IN 07/2010 11/2016
Wells Fargo Clearing Services, Llc Indianapolis IN 11/2016 Present
Previous Registrations
  • 2008-09-24 → 2010-07-09
    Indianapolis, IN
    St Louis, MO
    Indianapolis, IN
Other Businesses

RENTAL PROPERTY, INV RELATED, WINTER PARK, FL, 100% OWNERSHIP, START 2/2/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, ORLANDO, FL, 100% OWNERSHIP, START 3/15/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY; INV RELATED; WINTER PARK, FL; 50% OWNERSHIP; START 08/01/2023; ZERO HOURS PER MONTH; ZERO DURING TRADING; LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-12
  • S66 Uniform Combined State Law Examination
    2008-09-12
Designations
Other Names
  • Derrick Alderman

View on SEC IAPD

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