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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-09-21 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
294 W. Plaza Drive Suite I-9, Mooresville, NC 28117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Service Network, Inc | Mooresville | NC | 02/2013 | 09/2020 |
| Parkland Securities Llc | Ann Arbor | MI | 09/2020 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 09/2020 | Present |
1. DBA - Sumner Wealth Management, Inc. - 294 W Plaza Dr, Ste I-9, Mooresville, NC 28117 - for securities, life/whole life insurance, Medicare Supplement, LTC, disability insurance - NC Licensed Agent - S Corp - Start date: 10/2013; Approx. 100 hrs/mo during trading hrs. 2. As a licensed insurance agent, I am appointed with various insurance companies. Approx. 5 hrs/mo, 1 hr during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-13 |
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