Mark Brendan Sumner

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 09/2020
  Securities Service Network, Inc
  Mooresville, NC
• 09/2020 → Present
  Parkland Securities Llc
  Ann Arbor, MI
• 09/2020 → Present
  Sigma Planning Corporation
  Ann Arbor, MI

Previous Registrations

• 2013-03-04 → 2020-09-14
  Ssn Advisory, Inc.
  Mooresville, NC
• 2011-09-14 → 2013-02-22
  Securities America Advisors, Inc.
  Mooresville, NC
• 2010-09-27 → 2011-09-14
  Ameritas Investment Company, Llc
  Tuckasegee, NC
• 2010-04-06 → 2010-09-27
  Avantax Advisory Services
  Mooresville, NC
• 2009-02-17 → 2010-01-27
  Allegiant Financial Advisors, Llc
  Miami Beach, FL

Other Businesses

1. DBA - Sumner Wealth Management, Inc. - 294 W Plaza Dr, Ste I-9, Mooresville, NC 28117 - for securities, life/whole life insurance, Medicare Supplement, LTC, disability insurance - NC Licensed Agent - S Corp - Start date: 10/2013; Approx. 100 hrs/mo during trading hrs. 2. As a licensed insurance agent, I am appointed with various insurance companies. Approx. 5 hrs/mo, 1 hr during trading.

Exams

• S66 Uniform Combined State Law Examination
  2009-02-13

Other Names

• Mark Sumner
• Mark Bendan Sumner