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Mark Brendan Sumner

Spc

Ann Arbor, MI

Mooresville, NC

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-09-21
  • NC RA
    APPROVED
    Since 2020-09-21

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

294 W. Plaza Drive Suite I-9, Mooresville, NC 28117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network, Inc Mooresville NC 02/2013 09/2020
Parkland Securities Llc Ann Arbor MI 09/2020 Present
Sigma Planning Corporation Ann Arbor MI 09/2020 Present
  • 02/2013 → 09/2020
    Securities Service Network, Inc
    Mooresville, NC
  • 09/2020 → Present
    Parkland Securities Llc
    Ann Arbor, MI
  • 09/2020 → Present
    Sigma Planning Corporation
    Ann Arbor, MI
Previous Registrations
  • 2013-03-04 → 2020-09-14
    Ssn Advisory, Inc.
    Mooresville, NC
  • 2011-09-14 → 2013-02-22
    Securities America Advisors, Inc.
    Mooresville, NC
  • 2010-09-27 → 2011-09-14
    Ameritas Investment Company, Llc
    Tuckasegee, NC
  • 2010-04-06 → 2010-09-27
    Avantax Advisory Services
    Mooresville, NC
  • 2009-02-17 → 2010-01-27
    Miami Beach, FL
Other Businesses

1. DBA - Sumner Wealth Management, Inc. - 294 W Plaza Dr, Ste I-9, Mooresville, NC 28117 - for securities, life/whole life insurance, Medicare Supplement, LTC, disability insurance - NC Licensed Agent - S Corp - Start date: 10/2013; Approx. 100 hrs/mo during trading hrs. 2. As a licensed insurance agent, I am appointed with various insurance companies. Approx. 5 hrs/mo, 1 hr during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-13
  • S66 Uniform Combined State Law Examination
    2009-02-13
Other Names
  • Mark Sumner
  • Mark Bendan Sumner

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