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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-04-19 |
| TX | RA | APPROVED | 2023-04-19 |
Branch Locations
2021 S. Lindbergh Blvd., Frontenac, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co., Inc | Saint Louis | MO | 09/2015 | 04/2023 |
| Stifel, Nicolaus & Company, Incorporated | Frontenac | MO | 04/2023 | Present |
1. Hockey Club of STL; 18383 Chesterfield Airport Rd, Chesterfield, MO 63005; Youth Hockey Club; Board member and Head of Fundraising; Heading our annual fundraiser and helping facilitate effective ways to raise funds for the club; 06/29/2020; 20 Hours per Year; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-17 |
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