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Shweta Nand Agarwal

Sanctuary Advisors, LLC

Springfield, MO

Miami, FL

Folsom, CA

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Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-08
MO RA APPROVED 2021-10-22
TX RA APPROVED 2021-10-22
  • CA RA
    APPROVED
    Since 2023-09-08
  • MO RA
    APPROVED
    Since 2021-10-22
  • TX RA
    APPROVED
    Since 2021-10-22

Branch Locations

1650 A S. Enterprise, Springfield, MO 65804 • United States

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Folsom, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Springfield MO 02/2010 03/2017
Alympia Associates Lp Springfield MO 05/2002 Present
Morgan Stanley Leawood KS 03/2017 Present
Kelly Services Springfield MO 03/2016 03/2017
Morgan Stanley Private Bank, National Association New York NY 05/2017 10/2021
Sanctuary Wealth Springfield MO 10/2021 Present
  • 02/2010 → 03/2017
    Unemployed
    Springfield, MO
  • 05/2002 → Present
    Alympia Associates Lp
    Springfield, MO
  • 03/2017 → Present
    Morgan Stanley
    Leawood, KS
  • 03/2016 → 03/2017
    Kelly Services
    Springfield, MO
  • 05/2017 → 10/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2021 → Present
    Sanctuary Wealth
    Springfield, MO
Previous Registrations
  • 2017-05-16 → 2021-11-15
    Morgan Stanley
    Springfield, MO
    Leawood, KS
  • 2008-08-18 → 2010-02-16
    Waddell & Reed
    Springfield, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-16
  • S66 Uniform Combined State Law Examination
    2017-05-16
Designations
Other Names
  • Shwetanand Agarwal
  • Shweta Nand Agarwal

View on SEC IAPD

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Other Offices

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FIDUCIARY TRUST PRIVATE WEALTH COUNSEL LLC · SPRINGFIELD, MO
J.P. MORGAN SECURITIES LLC · Springfield, MO
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CETERA INVESTMENT ADVISERS LLC · SPRINGFIELD, MO
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