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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED | 2023-09-01 |
| UT | RA | APPROVED | 2023-09-01 |
| WI | RA | APPROVED | 2023-09-01 |
Branch Locations
2620 Stewart Avenue Suite 314, Wausau, WI 54401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | Wausau | WI | 07/2008 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 06/2018 |
| Mml Investors Services, Llc | Wausau | WI | 03/2017 | 06/2018 |
| Sagepoint Financial, Inc. | Wausau | WI | 06/2018 | 09/2023 |
| Osaic Wealth, Inc. | Wausau | WI | 09/2023 | Present |
1. FRANK BARNETT POSITION: AGENT NATURE: INDEPENDENT AGENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2018 ADDRESS: 2620 STEWART AVE SUITE 314, WAUSAU WI 54401, United States DESCRIPTION: Independent Insurance Agent- Crump-from business address-1hrs sec, 1hrs nonsec-Fixed Annuities, life insurance -crump-since 04/2016 Delaware Life Insurance Company - Fixed business only 2. WAUSAU COUNTRY CLUB POSITION: Vice President NATURE: Not for Profit Country Club 501 (c) 7 INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 208 Country Club Rd, Schofield WI 54476, United States DESCRIPTION: Serve as the vice president of the country club to weigh in on overall aspects of the club. 3. FRANK BARNETT SOLE PROPRIETOR POSITION: owner NATURE: This is the result of the firm element for the PPP loan. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/03/2019 ADDRESS: 2620 Stewart Ave Suite 314, Wausau WI 54401, United States DESCRIPTION: Frank Barnett Sole Prop Opened the account for payroll purposes for Administrative Assistant. 4. HIGH POINT CAPITAL GROUP POSITION: Wealth Manager NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 06/18/2018 ADDRESS: 2620 Stewart Ave Suite 314, Wausau WI 54401, United States DESCRIPTION: Help clients with their investment, advisory, brokerage and financial concerns.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-04 |
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