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Frank C Barnett

Osaic Wealth, Inc.

Wausau, WI

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-09-01
TX RA APPROVED 2023-09-01
UT RA APPROVED 2023-09-01
WI RA APPROVED 2023-09-01
  • MN RA
    APPROVED
    Since 2023-09-01
  • TX RA
    APPROVED
    Since 2023-09-01
  • UT RA
    APPROVED
    Since 2023-09-01
  • WI RA
    APPROVED
    Since 2023-09-01

Branch Locations

2620 Stewart Avenue Suite 314, Wausau, WI 54401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc. Wausau WI 07/2008 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 06/2018
Mml Investors Services, Llc Wausau WI 03/2017 06/2018
Sagepoint Financial, Inc. Wausau WI 06/2018 09/2023
Osaic Wealth, Inc. Wausau WI 09/2023 Present
  • 07/2008 → 03/2017
    Metlife Securities, Inc.
    Wausau, WI
  • 07/2016 → 06/2018
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 06/2018
    Wausau, WI
  • 06/2018 → 09/2023
    Sagepoint Financial, Inc.
    Wausau, WI
  • 09/2023 → Present
    Wausau, WI
Previous Registrations
  • 2018-06-01 → 2023-09-01
    Osaic Services, Inc.
    Wausau, WI
  • 2017-03-25 → 2018-06-05
    Wausau, WI
  • 2015-02-18 → 2017-03-25
    Msi Financial Services, Inc.
    Wausau, WI
Other Businesses

1. FRANK BARNETT POSITION: AGENT NATURE: INDEPENDENT AGENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2018 ADDRESS: 2620 STEWART AVE SUITE 314, WAUSAU WI 54401, United States DESCRIPTION: Independent Insurance Agent- Crump-from business address-1hrs sec, 1hrs nonsec-Fixed Annuities, life insurance -crump-since 04/2016 Delaware Life Insurance Company - Fixed business only 2. WAUSAU COUNTRY CLUB POSITION: Vice President NATURE: Not for Profit Country Club 501 (c) 7 INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 208 Country Club Rd, Schofield WI 54476, United States DESCRIPTION: Serve as the vice president of the country club to weigh in on overall aspects of the club. 3. FRANK BARNETT SOLE PROPRIETOR POSITION: owner NATURE: This is the result of the firm element for the PPP loan. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/03/2019 ADDRESS: 2620 Stewart Ave Suite 314, Wausau WI 54401, United States DESCRIPTION: Frank Barnett Sole Prop Opened the account for payroll purposes for Administrative Assistant. 4. HIGH POINT CAPITAL GROUP POSITION: Wealth Manager NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 06/18/2018 ADDRESS: 2620 Stewart Ave Suite 314, Wausau WI 54401, United States DESCRIPTION: Help clients with their investment, advisory, brokerage and financial concerns.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-02
S63 Uniform Securities Agent State Law Examination 2011-05-04
  • S65 Uniform Investment Adviser Law Examination
    2015-02-02
  • S63 Uniform Securities Agent State Law Examination
    2011-05-04
Other Names
  • Frank Barnett
  • Frankie Barnett

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