Joseph Andriano

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2022-03-23
TX	RA	APPROVED_RES	2020-03-31
CT	RA	APPROVED	2017-11-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Bank Na	Norwalk	CT	10/2011	10/2017
Wells Fargo Advisors Llc	Norwalk	CT	11/2011	11/2016
Wells Fargo Clearing Services, Llc	Norwalk	CT	11/2016	10/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Stamford	CT	10/2017	Present
Bank Of America, N.A.	Stamford	CT	02/2018	Present

10/2011 → 10/2017

Wells Fargo Bank Na

Norwalk, CT
11/2011 → 11/2016

Wells Fargo Advisors Llc

Norwalk, CT
11/2016 → 10/2017

Wells Fargo Clearing Services, Llc

Norwalk, CT
10/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT
02/2018 → Present

Bank Of America, N.A.

Stamford, CT

2011-12-02 → 2017-11-07

Wells Fargo Clearing Services, Llc

Norwalk, CT

White Plains, NY

Purchase, NY
2009-09-22 → 2010-10-08

Wells Fargo Advisors Financial Network, Llc

Richmond, VA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-09-21

Nearby Firms