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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-03-23 |
| TX | RA | APPROVED_RES | 2020-03-31 |
| CT | RA | APPROVED | 2017-11-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Norwalk | CT | 10/2011 | 10/2017 |
| Wells Fargo Advisors Llc | Norwalk | CT | 11/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Norwalk | CT | 11/2016 | 10/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 10/2017 | Present |
| Bank Of America, N.A. | Stamford | CT | 02/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-21 |
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