Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
3085 Southwestern Boulevard Suite 200, Orchard Park, NY 14127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Orchard Park | NY | 07/2008 | 11/2024 |
| Prudential Insurance Company Of America | Orchard Park | NY | 07/2008 | Present |
| Lpl Enterprise, Llc | Orchard Park | NY | 11/2024 | Present |
1) 09/10/2024- OPtimum Senior Benefits Group- Non-Variable Insurance- Insurance sales/Service- INV Related- At Orchard Park, NY- Start date 12/01/2020- 10 HRS MTH- 10 HRS During Trading 2) 09/10/2024- OPtimum Financial Group- DBA for LPL Business (entity for LPL business)- Insurance and Investments- INV Related- At Orchard Park, NY- Start date 12/10/2020- 80 HRS MTH- 80 HRS During Trading 3) 08/27/2024- Mathewson McCarthy Babe Ruth- Non-Profit Board Member- Board Member, teaching and coaching youth Baseball-Not INV Related- At Orchard Park, NY- Start date 12/01/2015- 6 HRS MTH- 6 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-29 |
Reach out to this advisor