Shirley Co Tan

Current Employers

Employment History

• 01/2016 → Present
  Lpl Financial, Llc
  Glendale, CA
• 02/2016 → 08/2017
  Lake Avenue Financial, Llc
  Pasadena, CA
• 08/2017 → Present
  Perennial Investment Advisors Llc (Perennial Financial Services)
  Glendale, CA

Previous Registrations

• 2017-01-18 → 2017-09-05
  Lake Avenue Financial, Llc
  Pasadena, CA
• 2016-05-11 → 2016-12-31
  Lake Avenue Financial, Llc
  Pasadena, CA
• 2008-12-01 → 2016-01-27
  Ameriprise Financial Services, Llc
  Glendale, CA
  Los Angeles, CA
  Woodland Hills, CA

Other Businesses

(1) 01/08/2016: Real Estate License - Mortgage/Real Estate Services - Investment Related - 8261 Jayseel Street, Sunland, CA 91040 - Start 11/01/2015 - 1 Hr/Mo; 1 Hours During Securities Trading; 1% Time Spent - Real Estate License. (2) 8/22/2017: Perennial Investment Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 08/18/2017 - 160 Hours Per Month/5 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in August 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 8/22/2017: Perennial Investment Advisors, LLC - DBA: Perennial Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 08/18/2017 - 160 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in August 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 8/22/2017: Perennial Financial Services, LLC - DBA: Perennial Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/18/2017 - 160 Hours Per Month/5 Hours During Securities Trading. (5) 9/21/2017: Perennial Financial & Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 09/05/2017 - 10 Hours Per Month/1 Hour During Securities Trading. (6) 2/26/2020 - Lifewave - Not Investment Related - Home Based - Other-Lifewave MLM - Started 01/13/2020 - 2 Hours Per Month/0 Hours During Securities Trading. (7) 04/09/2024 - Perennial Legacy LLC, DBA Perennial Legacy Insurance Solutions - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 4/10/2024 - 10 Hrs/Mo; 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2008-11-29

Other Names

• Shirley T Chan
• Shirley T Naiem