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940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-05 |
| CA | RA | APPROVED | 2025-02-03 |
| NY | RA | APPROVED | 2025-02-03 |
| TX | RA | APPROVED | 2025-02-03 |
Branch Locations
940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Floss Agency, Inc. | East Amherst | NY | 02/2014 | 07/2020 |
| Cadaret, Grant & Co., Inc. | Clarence | NY | 02/2014 | Present |
* INSURANCE SALES, AGENT, START 2008, 10 HOURS PER MONTH DEVOTED TO ACTIVITY, NON-INVESTMENT RELATED, SELL LIFE, ACCIDENT, HEALTH AND P&C INSURANCE PRODUCTS. * EMERLING, FLOSS, MURPHY & ASSOCIATES, 21.5% OWNER/PARTNER SINCE 7/1/20, 9092 MAIN STREET, CLARENCE, NY, INSURANCE PRODUCTS, 100 HOURS PER MONTH. * East Aurora Country Club - Board Member. Term is 2024-2026. 10 hours per month. Not investment related. First Aurora Financial Group
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-03-01 |
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