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Farhod Sultonov

Eagle Strategies LLC

New York, NY

Falls Church, VA

CRD 5562332

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Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-26
VA RA APPROVED 2024-07-18
NY RA APPROVED 2024-06-27
  • TX RA
    APPROVED
    Since 2025-09-26
  • VA RA
    APPROVED
    Since 2024-07-18
  • NY RA
    APPROVED
    Since 2024-06-27

Branch Locations

One World Trade Center 285 Fulton Street 39Th Fl, New York, NY 10007-0166 • United States

6805 Kenfig Drive, Falls Church, VA 22042 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Bellevue WA 01/2017 Present
New York Life Insurance Bellevue NY 07/2008 Present
Oxus Wealth Strategies, Llc Bellevue WA 06/2018 Present
Eagle Strategies Llc New York NY 06/2024 Present
  • 01/2017 → Present
    Nylife Securities Llc
    Bellevue, WA
  • 07/2008 → Present
    New York Life Insurance
    Bellevue, NY
  • 06/2018 → Present
    Oxus Wealth Strategies, Llc
    Bellevue, WA
  • 06/2024 → Present
    New York, NY
Other Businesses

[OPERATING UNDER THE DBA NAME OF OXUS WEALTH STRATEGIES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; OWNER; BELLEVUE, WA; START DATE: 06/2018] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 120 Broadway New York NY 10271; Start Date 01/2022; Role/Title: Owner; Investment Related; 5 hours per month; 5 hours per month during securities trading hours][Cactuz Podcast ; interview guests about their personal journey in life, their experiences and lessons they learned that they may think beneficial to share with others. ; 3244 Blundell Rd Falls Church VA 22042; Start Date 10/2023; Role/Title: Owner; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-26
S63 Uniform Securities Agent State Law Examination 2017-03-22
  • S65 Uniform Investment Adviser Law Examination
    2024-06-26
  • S63 Uniform Securities Agent State Law Examination
    2017-03-22
Other Names
  • Frank Sultonov

View on SEC IAPD

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