Henry C Godfrey

Employer firm

Safe Harbor Retirement Planners CRD 110803

$109M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Safe Harbor Retirement Planners

Abingdon, MD • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2009-01-12

MD RA
APPROVED

Since 2009-01-12

Branch Locations

Abingdon, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Asset Management Services, Inc.	Abingdon	MD	01/2009	Present
Safe Harbor Financial Group Llc	Abingdon	MD	01/2000	Present

01/2009 → Present

Asset Management Services, Inc.

Abingdon, MD
01/2000 → Present

Safe Harbor Financial Group Llc

Abingdon, MD

Previous Registrations

2006-03-13 → 2009-01-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bel Air, MD

Other Businesses

1)Safe Harbor Financial Group, LLC; Insurance Agent; Insurance Sales; Abingdon, MD; Start date - 02/2009; 30 hours per month all within trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-10

S66 Uniform Combined State Law Examination

2006-03-10

View on SEC IAPD