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Current Employers
Safe Harbor Retirement Planners

Abingdon, MD • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2009-01-12
  • MD RA
    APPROVED
    Since 2009-01-12

Branch Locations

Abingdon, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asset Management Services, Inc. Abingdon MD 01/2009 Present
Safe Harbor Financial Group Llc Abingdon MD 01/2000 Present
  • 01/2009 → Present
    Asset Management Services, Inc.
    Abingdon, MD
  • 01/2000 → Present
    Safe Harbor Financial Group Llc
    Abingdon, MD
Previous Registrations
Other Businesses

1)Safe Harbor Financial Group, LLC; Insurance Agent; Insurance Sales; Abingdon, MD; Start date - 02/2009; 30 hours per month all within trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-10
  • S66 Uniform Combined State Law Examination
    2006-03-10

View on SEC IAPD

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