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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-10-09 |
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2011-05-02 |
| CT | RA | APPROVED | 2011-04-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 02/2009 | Present |
| Bank Of America, N.A. | Manhattan | NY | 11/2014 | Present |
I*920249, Name of OBA:Rental Property 1 Address: New York, NY Investment Related: No Position, Title, Association: Sole owner Employee Start Date:9/9/2022 No Hours: 1 Yearly No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2011-02-18 |
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