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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-10-09
NY RA APPROVED 2021-04-19
TX RA APPROVED 2011-05-02
CT RA APPROVED 2011-04-11
  • NJ RA
    APPROVED
    Since 2025-10-09
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2011-05-02
  • CT RA
    APPROVED
    Since 2011-04-11

Branch Locations

One Bryant Park, New York, NY 10036 • United States

Ridgewood, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 02/2009 Present
Bank Of America, N.A. Manhattan NY 11/2014 Present
Other Businesses

I*920249, Name of OBA:Rental Property 1 Address: New York, NY Investment Related: No Position, Title, Association: Sole owner Employee Start Date:9/9/2022 No Hours: 1 Yearly No Hours during trading: 0 Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-08
S63 Uniform Securities Agent State Law Examination 2011-02-18
  • S65 Uniform Investment Adviser Law Examination
    2011-04-08
  • S63 Uniform Securities Agent State Law Examination
    2011-02-18
Other Names
  • Michael Thomas O'NEill
  • Michael T Oneill

View on SEC IAPD

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