Adam James Seifts

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → Present
  Purshe Kaplan Sterling
  Albany, NY
• 03/2010 → Present
  10-15 Associates
  Goshen, NY
• 11/2020 → Present
  Wealth Enhancement Group
  Plymouth, MN
• 11/2020 → Present
  Wealth Enhancement Advisory Services
  Plymouth, MN

Previous Registrations

• 2008-12-08 → 2010-03-26
  Voya Financial Partners, Llc
  Wappingers Falls, NY

Other Businesses

1) 10-15 ASSOCIATES, REGISTERED INVESTMENT ADVISERS; 9 Coates Drive, Suites 3 & 4,GOSHEN, NY 10924; ADVISING CLIENTS ON RETIREMENT PLANNING AND INVESTING; ASSOCIATE WEALTH ADVISOR; START DATE: MARCH 22, 2010; DEVOTE APPROX 40 HOURS PER WEEK TO BUSINESS; DURING SECURITIES HOURS TRADING HOURS DEVOTE APPROXIMATELY 7 HOURS PER DAY TO BUSINESS. DUTIES INCLUDE MEETING WITH AND ADVISING CLIENTS ON RETIREMENT PLANNING. 2) JACKSON NATIONAL LIFE INSURANCE OF NEW YORK; 1 CORPORATE WAY, LANSING, MI 48951; NATURE OF BUSINESS IS FIXED ANNUITIES OFFERED TO CLIENTS WITH LIFE INSURANCE NEED. INVESTMENT RELATED; LISCENSED AGENT FOR JACKSON NATIONAL LIFE; START DATE WAS DECEMBER 2008; DEVOTE APPORX. 3 HOURS PER MONTH TO THIS OUTSIDE BUSINESS ACTIVITY AND APPROX O HOURS DURING SECURITY TRADING HOURS. DUTIES INCLUDE RECOMMENDING JACKSON PRODUCTS IF A CLIENT WERE TO HAVE A NEED FOR A FIXED ANNUITY WHEN SUITABLE TO THAT CLIENT.

Exams

• S66 Uniform Combined State Law Examination
  2008-11-17

Designations

• Certified Financial Planner