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Michael Thomas Brandt

Private Advisor Group, LLC

Morristown, NJ

Albany, NY

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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-18
  • NY RA
    APPROVED
    Since 2023-04-18

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

80 Wolf Road, Ste. 301, Albany, NY 12205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pioneer Savings Bank Albany NY 01/2015 01/2023
Lpl Albany NY 02/2016 01/2023
Lpl Financial Llc Albany NY 02/2023 Present
Private Advisor Group, Llc Morristown NJ 04/2023 Present
Previous Registrations
  • 2021-08-03 → 2023-01-18
    Lpl Financial Llc
    Albany, NY
    Wyanantskill, NY
    Albany, NY
    San Diego, CA
    Watervliet, NY
    Albany, NY
    Albany, NY
    Wynantskill, NY
    Schenectady, NY
    Albany, NY
    Troy, NY
    Albany, NY
    Albany, NY
    Troy, NY
  • 2010-04-19 → 2010-09-14
    Equitable Advisors, Llc
    Malta, NY
Other Businesses

1) 02/09/2023- Albany Financial Group- DBA for LPL Business (entity for LPL business)- inv. related- Albany, NY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-19
  • S66 Uniform Combined State Law Examination
    2008-09-19
Other Names
  • Michael Brandt
  • Michael Thomas Brandt

View on SEC IAPD

Other Firms

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CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC
LPL FINANCIAL LLC
KIELY CAPITAL MANAGEMENT, INC.
MML INVESTORS SERVICES, LLC
EQUITABLE ADVISORS, LLC
HIMCO, LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

Jason Phillip Beswick
Eric Lee Brubaker
FRANK Charles WARD
THOMAS PATRICK ZINCKGRAF
BERNARD MARK KIELY
YVONNE CICETTI KIELY
WILLIAM MOUQUIN WEISS
JOSEPH HENDRICK

Other Offices

EDWARD JONES · MORRISTOWN, NJ
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
KIELY CAPITAL MANAGEMENT, INC. · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
MML INVESTORS SERVICES, LLC · Morristown, NJ
EQUITABLE ADVISORS, LLC · MORRISTOWN, NJ
HIMCO, LLC · MORRISTOWN, NJ

More in Morristown, NJ

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