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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-21
  • AZ RA
    APPROVED
    Since 2024-03-21

Branch Locations

3200 W Ray Road Suite 101, Chandler, AZ 85226 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Krueger Financial Services Phoenix AZ 11/2012 Present
Lpl Financial Llc Phoenix AZ 11/2017 04/2018
Sagepoint Financial, Inc. Phoenix AZ 04/2018 10/2018
Cetera Advisors Llc Denver CO 10/2018 Present
Wilde Wealth Management Group Scottsdale AZ 10/2018 Present
Notary Scottsdale AZ 10/2018 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 11/2012 → Present
    Krueger Financial Services
    Phoenix, AZ
  • 11/2017 → 04/2018
    Phoenix, AZ
  • 04/2018 → 10/2018
    Sagepoint Financial, Inc.
    Phoenix, AZ
  • 10/2018 → Present
    Cetera Advisors Llc
    Denver, CO
  • 10/2018 → Present
    Wilde Wealth Management Group
    Scottsdale, AZ
  • 10/2018 → Present
    Notary
    Scottsdale, AZ
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2018-04-19 → 2018-11-01
    Osaic Services, Inc.
    Tempe, AZ
  • 2017-11-29 → 2018-04-23
    Phoenix, AZ
  • 2013-01-31 → 2017-11-29
    National Planning Corporation
    Phoenix, AZ
  • 2011-03-04 → 2012-11-21
    Tempe, AZ
Other Businesses

1. NAME OF OTHER BUSINESS: WILDE WEALTH MANAGEMENT GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2018; POSITION/TITLE/RELATIONSHIP: REGISTRERED ADMIN; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ADMIN DUTIES; 2. NAME OF OTHER BUSINESS: NOTARY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 10/2018; POSITION/TITLE/RELATIONSHIP: NOTARY; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: NOTARY SERVICES; 3. NAME OF OTHER BUSINESS: N/A - ANGELA BROWN; INVESTMENT RELATED: NO; ADDRESS: 3131 E. LEGACY DR #2116 PHOENIX, AZ 85042; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY, RECEIVE RENTS, PROPERTY MANAGEMENT COMPANY HANDLES PROPERTY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-11
  • S66 Uniform Combined State Law Examination
    2011-02-11

View on SEC IAPD

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