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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-01-04 |
| TX | RA | APPROVED_RES | 2021-12-08 |
Branch Locations
2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | New York | NY | 07/2008 | 11/2021 |
| Deutsche Bank Trust Company Americas | New York | NY | 04/2002 | 11/2021 |
| Morgan Stanley Smith Barney Llc | Purchase | NY | 11/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2021 | Present |
*500062 : Le Vu LLC; Investment related : Yes; Palm Beach; Florida; Retail/Online Stores; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent);08/2019; During business hours: 0; After business hours: 1; Check Signing/Funds Disbursements *500027 - Highflier Investment Group LLC; Investment related: Yes; New York, New York; Retail/Online Stores; Partner (proprietor, partner, officer, director, employee, trustee, agent); 09/2019; During business hours: 0; After business hours: 1; Check Signing/Funds Disbursements
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-29 |
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