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Tawana Anderson

Ubs Financial Services Inc.

Hartford, CT

Springfield, MA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-04-21
ME RA APPROVED 2018-09-12
  • CT RA
    APPROVED
    Since 2020-04-21
  • ME RA
    APPROVED
    Since 2018-09-12

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Springfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Springfield MA 06/2009 Present
  • 06/2009 → Present
    Ubs Financial Services
    Springfield, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-12
  • S66 Uniform Combined State Law Examination
    2018-09-12

View on SEC IAPD

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