Wendy Ellen Fleischmann

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 12/2019
  United Planners' Financial Services
  Scottsdale, AZ
• 02/2013 → Present
  Fleischmann Insurance Solutions
  Chatsworth, CA
• 01/2013 → 11/2019
  Nerium International
  Chatsworth, CA
• 06/2016 → 06/2017
  Shomrei Torah Synagogue
  West Hills, CA
• 12/2018 → Present
  Silvers Financial Services
  Chatsworth, CA
• 01/2020 → 05/2024
  Crown Capital Securities, Lp
  Orange, CA
• 05/2024 → Present
  Lpl Financial Llc
  Chatsworth, CA

Previous Registrations

• 2020-01-02 → 2024-05-01
  Crown Capital Securities, L.P.
  Orange, CA
  Chatsworth, CA
  Chatsworth, CA
• 2015-12-09 → 2019-12-31
  United Planners' Financial Services Of America A Limited Partner
  Scottsdale, AZ
  Chatsworth, CA
• 2010-11-30 → 2016-01-08
  Crown Capital Securities, L.P.
  Chatsworth, CA
  Orange, CA
• 2008-12-02 → 2010-11-26
  Woodbury Financial Services, Inc.
  Tarzana, CA
  San Diego, CA
  Tarzana, CA

Other Businesses

(1) 05/01/2024 - Author - Divorce Well: A Woman's Guide - Not Investment Related - At Reported Business Location(s) - Start Date 12/01/2022 (2) 05/01/2024 - FLEISCHMANN INSURANCE SOLUTIONS - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/01/2008 - 10 Hours Per Month/ 1 Hour During Trading (3) 05/01/2024 - WENDY ELLEN FLEISCHMANN, INC - Business Entity For Tax/Investment Purposes Only - Owner - Not Investment Related - At Reported Business Location(s) - Start Date 06/01/2008 - 1 Hour Per Month

Exams

• S66 Uniform Combined State Law Examination
  2008-08-11

Other Names

• W Ellen Fleischmann
• W Ellen Ember Fleischmann
• Ellen Fleischmann
• Wendy Ellen Silvers
• Ellen Silvers