Chris Kawashima

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 04/2020
  Schwab Private Client Investment Advisory, Inc.
  Phoenix, AZ
• 05/2026 → Present
  Morgan Stanley
  Tempe, AZ
• 01/2020 → 04/2026
  Charles Schwab & Co., Inc.
  Phoenix, AZ

Previous Registrations

• 2014-01-17 → 2020-04-02
  Schwab Wealth Advisory, Inc.
  Phoenix, AZ
• 2010-12-02 → 2014-01-17
  Charles Schwab & Co., Inc.
  Phoenix, AZ
  Phoenix, AZ

Exams

• S66 Uniform Combined State Law Examination
  2026-07-08
• S63 Uniform Securities Agent State Law Examination
  2008-10-24

Designations

• Certified Financial Planner

Other Names

• Chris Koji Kawashima