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Heather T Cleary

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-06-16
TX RA APPROVED_RES 2016-02-02
SC RA APPROVED 2008-10-13
  • NC RA
    APPROVED
    Since 2022-06-16
  • TX RA
    APPROVED_RES
    Since 2016-02-02
  • SC RA
    APPROVED
    Since 2008-10-13

Branch Locations

1123 Military Cutoff Rd, Wilmington, NC 28405 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Myrtle Beach SC 06/2008 Present
Bank Of America, Na Myrtle Beach SC 09/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-03
  • S66 Uniform Combined State Law Examination
    2008-10-03
Other Names
  • Heather T Pender

View on SEC IAPD

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