Noreen L Gillen

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-06-09
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED	2010-07-12
CT	RA	APPROVED	2008-12-09

CA RA
APPROVED

Since 2021-06-09
NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED

Since 2010-07-12
CT RA
APPROVED

Since 2008-12-09

Branch Locations

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merril Lynch	New York	NY	08/2008	Present
Bank Of America, N.A.	New York	NY	01/2012	Present

08/2008 → Present

Merril Lynch

New York, NY
01/2012 → Present

Bank Of America, N.A.

New York, NY

Other Businesses

(1) NON PROFITNOT INVESTMENT RELATEDPRIMITIVE CHRISTIAN CHURCHTITLE: ADVISORY BOARD MEMBERSTART DATE: 01/01/2005HOURS DEVOTED PER MONTH: 1-10NONE DURING SECURITIES TRADING HOURSDUTIES: ACCOUNTING, COLLECTIVE RESPONSIBILITYI*33369For profit or not for profit: For-Profit OrganizationName of outside business organization: Hispanic Scholarship FundInvestment related: NAddress of business:San Francisco, CA 94105New York, New York 10007Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, VolunteerStart date of relationship: 6/30/2010Number of hours devoted: 30 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Subcommittee Member Education Advancement

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-12-06

S66 Uniform Combined State Law Examination

2008-12-06

Other Names

Noreen Lorraine Gillen

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