Jonathan Joseph Piazza-Harper

Current Employers

Employment History

• 07/2007 → 07/2018
  Topside Detailing, Llc
  Beverly, MA
• 11/2020 → 05/2022
  Hugo Alves (Mass Mutual)
  Shelton, CT
• 03/2012 → 11/2020
  Northwestern Mutual Investment Services, Llc
  Westport, CT
• 11/2020 → 05/2022
  Mass Mutual Life Insurance Company
  Shelton, CT
• 01/2021 → 05/2022
  Mml Investors Services
  Shelton, CT
• 03/2012 → 11/2020
  Hugo Alves
  Stamford, CT
• 10/2015 → 11/2020
  Northwestern Mutual Wealth Management
  Milwaukee, WI
• 05/2022 → 06/2025
  Hugo Alves
  Stamford, CT
• 05/2022 → Present
  Northwestern Mutual Investment Services Llc
  Stamford, CT
• 05/2022 → 06/2025
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 06/2025 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 07/2025 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Previous Registrations

• 2021-01-21 → 2022-05-20
  Mml Investors Services, Llc
  Shelton, CT
• 2012-09-25 → 2020-12-17
  Northwestern Mutual Investment Services, Llc
  Stamford, CT

Other Businesses

(1)Name: Kappa Sigma Housing Corporation of Massachusetts Inv rel: Y Add: 778 N. Pleasant ST Amherst MA 01002 Nature: Other- Nonprofit assisting Kappa Sigma fraternity members in Massachusetts Position: President Start date: 7/9/2015 No. HR/MO: 8 No. HR/MO during sec trading: 0 Describe duties: responsible for overall organization operations (2)Name: Kappa Sigma Housing Corporation of Connecticut Inv rel: Y Add: Residential address Nature: Other- Nonprofit assisting Kappa Sigma fraternity members in Connecticut Position: President Start date: 7/1/2009 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: responsible for overall organization operations. (3)Name: Jonathan Piazza-Harper Inv rel: N Add: Residential address Nature: Other- Notary Public Services Position: Notary Start date: 9/20/2021 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: Notarize non-client related paperwork. 2) OSF LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 5/22/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 3) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED 4) PRESIDENT, KAPPA SIGMA HOUSING CORPORATION OF MASSACHUSETTS, 778 NORTH PLEASANT ST, AMHERST, , MASSACHUSETTS, 01002, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 7/1/2015, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, OPERATIONS & ADMINISTRATION OF HOUSING CORPORATION; PRESIDENT. NON-INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-09-24
• S63 Uniform Securities Agent State Law Examination
  2012-05-07

Designations