Joshua Von Steinfeld

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-07-31
CA	RA	APPROVED	2016-06-28

TX RA
APPROVED_RES

Since 2026-07-31
CA RA
APPROVED

Since 2016-06-28

Branch Locations

Lodi, CA • United States

674 County Square Dr Suite 301, Ventura, CA 93003 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Company	Lodi	CA	05/2016	Present
Mml Investors Services, Llc	Lodi	CA	06/2016	Present

05/2016 → Present

Massmutual Life Insurance Company

Lodi, CA
06/2016 → Present

Mml Investors Services, Llc

Lodi, CA

Previous Registrations

2012-03-20 → 2016-06-17

Pruco Securities, Llc.

Sherman Oaks, CA

Ventura, CA

Other Businesses

NAME: SUCCESSOR TRUSTEE ON STEINFELD FAMILY TRUST 2002 INV REL: Y ADD: 10179 E HWY 12 LODI CA 95240 NATURE: SUCCESSOR TRUSTEE ON PARENTS TRUST POSITION: TRUSTEE START DATE: 2011 NO HRS/MO: 0 NO HRS/MO DUR TRADING:0 (2) NAME: JOSH V STEINFELD INV REL: Y ADD: 10179 E HWY 12 LODI CA 95240 NATURE: INDIVIDUAL LIFE/HEALTH P&C,GROUP LIFE /HEALTH INSURANCE POSITION: AGENT START DATE: 2011 NO HRS/MO:5 NO HRS/MO DUR TRADING: 0 (2) NAME: STEINFELD PROPERTIES LLC INV REL: Y ADD: 10179 E HWY 12 LODI CA 95240NATURE: PASSIVE SINGLE FAMILY PROPERTY RENTAL INCOME POSITION: CO-OWNER START DATE: 8/20/2021 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DUTIES: RENTING OUT PRIOR HOME 970 SANTA FE AVE VENTURA CA 93004. I WILL BE THE CO-OWNER OF STEINFELD PROPERTIES LLC WITH WIFE KELSEY STEINFELD IS THE OTHER CO-OWNER AND IS HANDLING ANY DAY TO DAY NEEDS OF THE RENTAL PROPERTY (3) NAME: STEINFELD FINANCIAL & INSURANCE SERVICES INV REL: Y ADD: 670 COUNTY SQUARE DRIVE SUITE 301 VENTURA CA 93003 & 10179 E HWY 12 LODI CA 95240NATURE: LLC TO SOLICIT BUSINESS POSITION: OWNER/ FINANCIAL ADVISOR START DATE: 9/2/2022 NO HRS/MO: 60 NO HRS/MO DUR TRADING: 2 DUTIES: HELP CLIENTS WITH THEIR FINANCIAL SERVICES NEEDS. INSURANCE, RETIREMENT, INVESTMENTS, STRATEGIES. (4) NAME: A PLACE TO GO LLC INV REL: N ADD: 6600 E KETTLEMAN LANE LODI CA 95242 NATURE: LUXURY RESTROOM TRAILER RENTALS POSTION: CO-OWNER START DATE: 6/30/2023 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DUTIES: DELIVERY TO SPECIAL EVENT VENUES

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-03-08
S63	Uniform Securities Agent State Law Examination	2010-12-10

S65 Uniform Investment Adviser Law Examination

2012-03-08
S63 Uniform Securities Agent State Law Examination

2010-12-10

Other Names

Josh Von Steinfeld
Josh Von Steinfeld

View on SEC IAPD