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Rasool Nmn Shaik

Emc Capital Management, LLC

Houston, TX

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Current Employers
Emc Capital Management, Llc

6363 Woodway Drive Suite 763, Houston, TX 77057 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-05-28
  • TX RA
    APPROVED
    Since 2013-05-28

Branch Locations

6363 Woodway Drive Suite 763, Houston, TX 77057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Emc Wealth Management Houston TX 05/2013 Present
Eagle Global Advisors, Llc Houston TX 02/2014 08/2017
Emc Asset Management, Llc Houston TX 02/2014 Present
Doliver Advisors L.P. Houston TX 03/2021 Present
  • 05/2013 → Present
    Emc Wealth Management
    Houston, TX
  • 02/2014 → 08/2017
    Eagle Global Advisors, Llc
    Houston, TX
  • 02/2014 → Present
    Emc Asset Management, Llc
    Houston, TX
  • 03/2021 → Present
    Doliver Advisors L.P.
    Houston, TX
Previous Registrations
Other Businesses

MR. SHAIK IS THE PRINCIPAL OF EMC ASSET MANAGEMENT, LLC WHICH SERVES AS THE GENERAL PARTNER TO THE EMC ALPHA FUND. MR. SHAIK WILL DEVOTE THE MAJORITY OF HIS TIME TO THE MANAGEMENT OF THE EMC ALPHA FUND AND WILL RECEIVE COMPENSATION FOR HIS ROLE AS PRINCIPLE OF EMC ASSET MANAGEMENT, LLC WHICH RECEIVES PERFORMANCE-BASED COMPENSATION PURSUANT TO THE PPM OF THE FUND.

Designations
Other Names
  • Rasool Shaik

View on SEC IAPD

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