Yanan Liu

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2025 → 07/2025
  Thrivent Investment Management Inc
  Charlotte, NC
• 01/2016 → 12/2020
  Self-Employed
  San Jose, CA
• 01/2021 → 05/2024
  Impression Cultural Arts Center
  Fremont, CA
• 06/2024 → 12/2024
  Unemployed
  San Ramon, CA
• 01/2025 → 07/2025
  Thrivent Financial
  Charlotte, NC
• 07/2025 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 07/2025 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC
• 07/2025 → Present
  Vanguard Marketing Corporation
  Charlotte, NC

Previous Registrations

• 2025-04-07 → 2025-07-22
  Thrivent Investment Management Inc.
  Charlotte, NC
  Gastonia, NC
  Minneapolis, MN

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams

• S66 Uniform Combined State Law Examination
  2025-04-05
• S63 Uniform Securities Agent State Law Examination
  2011-02-24

Other Names

• Amy Liu