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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-02-25
TX RA APPROVED 2013-11-19
FL RA APPROVED 2012-03-13
  • GA RA
    APPROVED
    Since 2021-02-25
  • TX RA
    APPROVED
    Since 2013-11-19
  • FL RA
    APPROVED
    Since 2012-03-13

Branch Locations

701 Brickell Ave, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 05/2011 Present
Bank Of America, N.A. Miami FL 10/2018 Present
Other Businesses

I*58615 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CCZ CORP LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: MIAMI, FLORIDA 33145 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 12/03/2012 NUMBER OF HOURS DEVOTED: 40 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: 411JUNK. THIS IS A WEBSITE THAT IS BEING DEVELOPED THAT WILL CONNECT JUNK YARDS WITH CLIENTS THAT NEED HELP LOCATING A SPECIFIC PART FOR THEIR CAR. I WILL BE IN CHARGE OF BASIC DUTIES TO GET THE SITE STARTED (IE LOCATING JUNK YARDS / OVERLOOKING WEB) *1052283 For profit or not for profit: Entity For Profit Name of outside business organization: BAHAMIAN RHAPZODY L.L.C. Investment related: N Address of business: Miami, Florida, 33145 Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 12/20/2022 Number of hours devoted: 15 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Manager, I am a manager of the corporation

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-10
  • S66 Uniform Combined State Law Examination
    2012-03-10
Other Names
  • Christina Zarraluqui
  • Christian Zarraluqui

View on SEC IAPD

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