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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-02-25 |
| TX | RA | APPROVED | 2013-11-19 |
| FL | RA | APPROVED | 2012-03-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 05/2011 | Present |
| Bank Of America, N.A. | Miami | FL | 10/2018 | Present |
I*58615 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CCZ CORP LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: MIAMI, FLORIDA 33145 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 12/03/2012 NUMBER OF HOURS DEVOTED: 40 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: 411JUNK. THIS IS A WEBSITE THAT IS BEING DEVELOPED THAT WILL CONNECT JUNK YARDS WITH CLIENTS THAT NEED HELP LOCATING A SPECIFIC PART FOR THEIR CAR. I WILL BE IN CHARGE OF BASIC DUTIES TO GET THE SITE STARTED (IE LOCATING JUNK YARDS / OVERLOOKING WEB) *1052283 For profit or not for profit: Entity For Profit Name of outside business organization: BAHAMIAN RHAPZODY L.L.C. Investment related: N Address of business: Miami, Florida, 33145 Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 12/20/2022 Number of hours devoted: 15 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Manager, I am a manager of the corporation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-10 |
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