Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-22
FL RA APPROVED 2013-01-14
  • TX RA
    APPROVED_RES
    Since 2025-08-22
  • FL RA
    APPROVED
    Since 2013-01-14

Branch Locations

9350 S Dixie Hwy Ste 1410, Miami, FL 33156-2944 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Miami FL 06/2008 03/2020
Ameriprise Financial Services, Llc Miami FL 03/2020 Present
Other Businesses

Business Ownership; RDO & Associates; Meeting minutes; Entity used to manage Ameriprise franchise business activities; 9350 S. Dixie Hwy, Suite 1410, , Miami, FL, 33186; Not Investment-Related; 11/11/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Rhyco Group LLC; Owner; Manage Ameriprise Business; 9350 S. Dixie Hwy, Suite 1410, Miami, FL, 33156; Investment-Related; 11/01/2023; 1 to 9 hours per month; 0 during trading hours / OBB Group LLC; Co-owner; Manage Ameriprise Business; 9350 S. Dixie Hwy, Suite 1410, Miami, FL, 33156; Investment-Related; 11/01/2023; 10 to 19 hours per month; 10 to 19 during trading hours. Outside Employment; Rdo & Associates; Secretary - Meeting minutes; ; 9350 S. Dixie Hwy, Ste. 1410, , Miami, FL, 33156; Not Investment-Related; 11/11/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Rhyco Group LLC; Owner; Manage advisory business; 9350 S Dixie Hwy, Suite 1410, Miami, FL, 33156; Investment-Related; 11/01/2023; 1 to 9 hours per month; 0 during trading hours / OBB Group LLC; Owner; Manage advisory business; 9350 S Dixie Hwy, Suite 1410, Miami, FL, 33156; Investment-Related; 11/01/2023; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-08
  • S66 Uniform Combined State Law Examination
    2012-10-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Miami, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor