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Michael Steven Ginsberg

Ginsberg Financial Strategies

Walnut Creek, CA

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Current Employers
Ginsberg Financial Strategies

2950 Buskirk Ave. Suite 150, Walnut Creek, CA 94597 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-04-02
  • CA RA
    APPROVED
    Since 2012-04-02

Branch Locations

2950 Buskirk Ave. Suite 150, Walnut Creek, CA 94597 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michael S. Ginsberg, Cfp, Llc Walnut Creek CA 03/2012 Present
Insurance Agent Walnut Creek CA 05/2005 Present
East Bay College Planning Walnut Creek CA 09/2013 04/2024
  • 03/2012 → Present
    Michael S. Ginsberg, Cfp, Llc
    Walnut Creek, CA
  • 05/2005 → Present
    Insurance Agent
    Walnut Creek, CA
  • 09/2013 → 04/2024
    East Bay College Planning
    Walnut Creek, CA
Previous Registrations
  • 2011-08-29 → 2012-03-30
    Scf Investment Advisors, Inc.
    Fresno, CA
  • 2010-11-10 → 2011-08-26
    Financial Telesis Inc
    San Rafael, CA
    Walnut Creek, CA
  • 2010-04-13 → 2010-12-01
    Walnut Creek, CA
  • 2008-09-09 → 2010-04-20
    New England Securities
    San Ramon, CA
    Foster City, CA
Other Businesses

1. MAY 2005 - INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES FOR TERM & LTC; 5 HOURS A MONTH; NONE DURING TRADING HOURS; NON INVESTMENT RELATED; 2950 BUSKIRK AVE, SUITE 150, WALNUT CREEK, CA 94597 2. JULY 2023- GLEN COVE HARBOR HOMEOWNERS ASSOCIATION; 1 HOUR PER MONTH; TREASURER AND MEMBER OF THE BOARD OF DIRECTORS; NON INVESTMENT RELATED; HOA TREASURER, REVIEW EXPENSES AND MONTHLY FINANCIAL STATEMENTS;71 SHOAL DRIVE EAST, VALLEJO, CA 94591

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-08-16
S65 Uniform Investment Adviser Law Examination 2008-06-02
  • S63 Uniform Securities Agent State Law Examination
    2008-08-16
  • S65 Uniform Investment Adviser Law Examination
    2008-06-02
Designations

View on SEC IAPD

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