Helena Patricia Potze Godfrey

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 01/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Farmington Hills, MI
• 10/2012 → 01/2018
  Bank Of America, N.A.
  Farmington Hills, MI
• 01/2018 → Present
  Lpl Financial
  Palm Harbor, FL

Previous Registrations

• 2012-08-02 → 2018-01-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Clearwater, FL
  Farmington Hills, MI
  Clearwater, FL
• 2009-06-01 → 2012-08-08
  Morgan Stanley
  Tampa, FL
• 2008-11-19 → 2009-06-01
  Citigroup Global Markets Inc.
  Tampa, FL
• 2006-06-07 → 2008-11-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tampa, FL

Other Businesses

1) 07/30/2019 - Meritage Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/03/2018 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2006-06-05

Other Names

• Helena Potze
• Helena P Simon
• Helena Simon
• Helena Godfrey