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Kelly Thomas Correll

Mariner

Scottsdale, AZ

CRD 5559862

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Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-08-15
AZ RA APPROVED 2019-03-08
  • UT RA
    APPROVED
    Since 2022-08-15
  • AZ RA
    APPROVED
    Since 2019-03-08

Branch Locations

17767 N. Scottsdale Road Suite 310, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fs2 Capital Partners, Llc Philadelphia PA 09/2011 04/2018
Mariner Wealth Advisors Scottsdale AZ 01/2019 Present
Unemployed Scottsdale AZ 05/2018 01/2019
  • 09/2011 → 04/2018
    Fs2 Capital Partners, Llc
    Philadelphia, PA
  • 01/2019 → Present
    Mariner Wealth Advisors
    Scottsdale, AZ
  • 05/2018 → 01/2019
    Unemployed
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-08
S63 Uniform Securities Agent State Law Examination 2010-03-08
  • S66 Uniform Combined State Law Examination
    2018-08-08
  • S63 Uniform Securities Agent State Law Examination
    2010-03-08
Designations
  • Certified Financial Planner

View on SEC IAPD

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