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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2011-10-17
  • LA RA
    APPROVED
    Since 2011-10-17

Branch Locations

111 Veterans Mem Blvd Ste 940, Metairie, LA 70005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Metairie LA 10/2011 Present
Emmett Dupas Metairie LA 09/2011 03/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2019 Present
Emmett George Dupas Metairie LA 04/2018 Present
  • 10/2011 → Present
    Metairie, LA
  • 09/2011 → 03/2018
    Emmett Dupas
    Metairie, LA
  • 12/2019 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2018 → Present
    Emmett George Dupas
    Metairie, LA
Previous Registrations
Other Businesses

1. CFO, KREWE OF FRERET, 4807 LAUREL ST, NEW ORLEANS, , LOUISIANA, 70115, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 03/16/2023, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, CFO 2. BOARD MEMBER, CHILDREN'S BUREAU OF NEW ORLEANS, 935 CALHOUN ST STE 101, NEW ORLEANS, , LOUISIANA, 70118, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 06/08/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER/ FINANCE COMMITTEE 3. BCGNOLA, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 03/14/2025, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. HOON LLC, LEGAL ENTITY, START DATE: 03/14/2025, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-01
  • S66 Uniform Combined State Law Examination
    2010-10-01

View on SEC IAPD

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