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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Castle Pines Investment Management Llc | Denver | CO | 08/2013 | 08/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Century City | CA | 08/2020 | 07/2024 |
| Bank Of America N.A. | Century City | CA | 10/2020 | 07/2024 |
| Commonwealth Financial Network | Waltham | MA | 07/2024 | 06/2025 |
| Bryan Hickel Investment Management | Edwards | CO | 07/2024 | Present |
| Commonwealth Financial Network | San Diego | CA | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-09-14 |
| S66 | Uniform Combined State Law Examination | 2008-07-29 |
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