Kimberly Ann Garcia

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-04-03
NJ	RA	APPROVED	2009-08-24

TX RA
APPROVED_RES

Since 2023-04-03
NJ RA
APPROVED

Since 2009-08-24

Branch Locations

107 Spring Street, Suite 100, Ramsey, NJ 07446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus	Ramsey	NJ	06/2008	Present

06/2008 → Present

Stifel Nicolaus

Ramsey, NJ

Other Businesses

1. RESIDENTIAL REAL ESTATE; 84 NORTH 11TH STREET HAWTHORNE NJ 07506; TWO FAMILY HOUSE RENTS THE WHOLE HOUSE; CO OWNER WITH SPOUSE; RENTAL PROPERTY; AFFILIATION STARTED 08/15/2014; 0 HOURS PER DAY; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-08-22

S66 Uniform Combined State Law Examination

2009-08-22

Other Names

Kimberly Ann Hopf

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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