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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-20 |
| CA | RA | APPROVED | 2023-06-26 |
Branch Locations
8812 Corbin Ave, Los Angeles, CA 91324 • United States
3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States
20800 Ventura Blvd, Woodland Hills, CA 91364 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Northridge | CA | 05/2000 | Present |
| Wells Fargo Advisors Llc | Northridge | CA | 08/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Northridge | CA | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, LONG BEACH, CA, 100% OWNERSHIP WITH SPOUSE, START 8/2/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, PORTER RANCH, CA, 100% OWNERSHIP WITH SPOUSE, START 2/1/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, LONG BEACH, CA, 100% OWNERSHIP WITH SPOUSE, START 9/15/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, TEHACHAPI, CA, 100% OWNERSHIP WITH SPOUSE, START 5/1/2018, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, HUNTINGTON BEACH, CA, 100% OWNERSHIP WITH SPOUSE, START 4/1/2018, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-29 |
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