Sharan Dhiman

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2000 → Present
  Wells Fargo Bank
  Northridge, CA
• 08/2014 → 11/2016
  Wells Fargo Advisors Llc
  Northridge, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Northridge, CA

Other Businesses

RENTAL PROPERTY, INV RELATED, LONG BEACH, CA, 100% OWNERSHIP WITH SPOUSE, START 8/2/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, PORTER RANCH, CA, 100% OWNERSHIP WITH SPOUSE, START 2/1/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, LONG BEACH, CA, 100% OWNERSHIP WITH SPOUSE, START 9/15/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, TEHACHAPI, CA, 100% OWNERSHIP WITH SPOUSE, START 5/1/2018, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, HUNTINGTON BEACH, CA, 100% OWNERSHIP WITH SPOUSE, START 4/1/2018, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2023-06-24
• S63 Uniform Securities Agent State Law Examination
  2014-12-29

Other Names

• Sharan Deep Kaur