Best Investors Account Sign in

Stephen Charles Whitley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Pennington, NJ

St Augustine, FL

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-15
FL RA APPROVED 2018-03-27
  • TX RA
    APPROVED_RES
    Since 2021-07-15
  • FL RA
    APPROVED
    Since 2018-03-27

Branch Locations

9000 Southside Blvd Central Business Review Unit, Jacksonville, FL 32256 • United States

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

St Augustine, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Jacksonville FL 06/2008 07/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 03/2018 Present
Unemployed Jacksonville FL 08/2017 01/2018
Bob's Backflow Company Jacksonville FL 01/2018 03/2018
  • 06/2008 → 07/2017
    Fidelity Brokerage Services Llc
    Jacksonville, FL
  • 03/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Jacksonville, FL
  • 08/2017 → 01/2018
    Unemployed
    Jacksonville, FL
  • 01/2018 → 03/2018
    Bob's Backflow Company
    Jacksonville, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-19
S63 Uniform Securities Agent State Law Examination 2008-09-03
  • S66 Uniform Combined State Law Examination
    2011-01-19
  • S63 Uniform Securities Agent State Law Examination
    2008-09-03
Other Names
  • Stephen C Whitley
  • Stephen Charles Whitley
  • Steve Charles Whitley
  • Steve C Whitley
  • Steve Whitley
  • Stephen Whitley

View on SEC IAPD

Other Firms

LPL ENTERPRISE, LLC
MADDEN ADVISORY SERVICES, INC.
SANCHEZ WEALTH MANAGEMENT GROUP, LLC
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
THRIVENT INVESTMENT MANAGEMENT INC.
PFS INVESTMENTS INC.
REVISION WEALTH MANAGEMENT LLC

Other Investors

ANTHONY JOSEPH DE BELLIS
RYAN ALEXANDER WILLIAMS
JORDAN Christopher LACY
Derek Charles Vail
Adam Kyle Dorman
CORNELIUS JOHN CRONIN
Mia Victoria Greenfield
MICHAEL LOUIS ELLIS

Other Offices

LPL ENTERPRISE, LLC · JACKSONVILLE, FL
MADDEN ADVISORY SERVICES, INC. · JACKSONVILLE, FL
SANCHEZ WEALTH MANAGEMENT GROUP, LLC · JACKSONVILLE, FL
LPL FINANCIAL LLC · JACKSONVILLE, FL
LPL FINANCIAL LLC · JACKSONVILLE, FL
J.P. MORGAN SECURITIES LLC · Jacksonville, FL
J.P. MORGAN SECURITIES LLC · Jacksonville, FL
J.P. MORGAN SECURITIES LLC · Jacksonville , FL

More in Jacksonville, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor