Justin Matthew Shaffer

Current Employers

Employment History

• 05/2007 → Present
  Financial Decisions Group
  Oelwein, IA
• 09/2003 → Present
  Fdg J&N Llc
  Oelwein, IA
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Oelwein, IA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Oelwein, IA

Other Businesses

1) EAST BUCHANAN SCHOOLS POSITION: Assistant Football Coach NATURE: Public School K-12 INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2013 ADDRESS: 415 5th St. N, Winthrop IA 50682, United States DESCRIPTION: Varsity offensive coordinator- call plays and coordinate offensive personnel during games. Generate practice plans for the team during the week (in-season). Facilitate individual and group drills during practice. Facilitate a weight room program an hour a day, year-round. 2) FDG J&N, LLC POSITION: Member/Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2013 ADDRESS: 903 N. Frederick Ave, Oelwein IA 50662, United States DESCRIPTION: commissions come to the personal account, then Neil Wilkinson, Jeff Jones, and I put them to the LLC for business and operating expenses. 3) FINANCIAL DECISIONS GROUP POSITION: Fixed Insurance NATURE: Fixed Insurance Sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 05/01/2008 ADDRESS: 903 N. Frederick Ave, Oelwein IA 50662, United States DESCRIPTION: Fixed Insurance Sales. 4) FINANCIAL DECISIONS GROUP- SECURITIES POSITION: Registered Rep NATURE: CROSS SELL FIXED INSURANCE AND SECURITIES PRODUCTS INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/01/2007 ADDRESS: 903 N. Frederick Ave, Oelwein IA 50662, United States DESCRIPTION: sell/service securities clients 5) NOTARY SEAL IOWA POSITION: Notary NATURE: Notary #813443. Expires 10/26/2024. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/13/2018 ADDRESS: 903 N. Frederick Ave, Oelwein IA 50662, United States DESCRIPTION: Notary. 6) NON-ACTIVE EXECUTOR OF UNCLE'S ESTATE POSITION: Executor NATURE: Was listed as executor of my uncle's estate. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/18/2023 ADDRESS: 2613 Dawn Ave SW, Cedar Rapids IA 52404, United States DESCRIPTION: Listed as executor of my uncle's estate. (currently non-active) 7) WINTHROP LITTLE LEAGUE POSITION: Field and equipment maintenance NATURE: The Winthrop Little League that I volunteer coach is putting together a board of four individuals to have structure for decision making in field maintenance, purchasing of necessary equipment for teams, concessions, team registration process, fundraising, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: na, Winthrop IA 50682, United States DESCRIPTION: Would be one of four board members for the town team Little League. Board being established to create structure for field maintenance, purchasing of necessary equipment, team registrations, concessions, fundraising, etc. Myself and one of the other individuals opted for the field/equipment maintenance role. 8) EAST BUCHANAN SCHOOLS POSITION: Middle School Baseball Coach NATURE: Middle School Baseball Coach INVESTMENT RELATED: No NUMBER OF HOURS: 28 SECURITIES TRADING HOURS: 20 START DATE: 05/26/2026 ADDRESS: 414 5th St North, Winthrop IA 50682, United States DESCRIPTION: Will be middle school baseball coach. Season runs from end of May through end of June. Seasonal position and not a full-time/full-year commitment.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-06-08
• S63 Uniform Securities Agent State Law Examination
  2008-12-04