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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2020-11-24 |
| TX | RA | APPROVED_RES | 2012-11-19 |
| NJ | RA | APPROVED | 2009-07-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 06/2008 | Present |
| Bank Of America, N.A. | Florham Park | NJ | 02/2012 | Present |
I*125763 For profit or not for profit: For-Profit Organization Name of outside business organization: Windham Ridge, LLC Investment related: N Address of business: Dover, Vermont 05341 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 10/31/2019 Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Rental Camping Land I*127000/423211 For profit or not for profit: For-Profit Organization Name of outside business organization: Ryan Guthrie Investment related: N Address of business: brookside, New Jersey 07926 Nature of business: Other,no corporate structure Position, title, association: Other, Playing guitar and singing Start date of relationship: 10/2/2019 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I play guitar at local restaurants from time to time and they offered to pay me. I am submitting this to disclose the activity and payment.. I*1152350, Entity Type: Entity For Profit, Name of OBA: Mountain Jam Band, Address: morristown, New Jersey 07960, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 01/20/2023, No Hours: 6, No Hours during trading: 0, Duties: Playing Guitar and Singing. I am already approved for this activity, but the group I am playing with decided to establish an LLC. Therefore, I am re-entering it under the Band Name and the newly established LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-06 |
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